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secondary private equity transactions and buy-out co-investments.
■ Prior to Pomona, he executed direct private equity investments in venture and private equity companies as a
senior vice president in the Private Equity Division of Lehman Brothers and at the Chatterjee Group, an affiliate
of the Soros Funds. Previously he also worked as an analyst in technology investment banking at Cowen & Co.
■ Education: BA. Colgate University.
Francesco Rigamonti - Director (London / Milan)
■ Based in Milan. Francesco is responsible for identifying and analysing secondary investment opportunities and
leading the implementation and management of transactions.
■ He joined Deutsche Bank in 2000 with responsibility for corporate development in Italy and was involved in the
reorganisation of the proprietary Private Equity portfolio (€5.1bn) of Deutsche Bank AG from 2003 to 2006 with a
focus on the restructuring and harvesting of MGPE Italy's portfolio investments.
■ Previously he worked at Gallo & Co., an Italian merchant bank, where he focused on restructurings.
■ Education. MA, Milan University.
The senior team is supported by a team of analyst to vice president level professionals who are responsible for the
analysis of transaction opportunities and for supporting the senior professionals in the origination and execution of
transactions. These junior professionals typically have two to three years of experience from a leading investment bank
prior to recruitment into the Secondary Team.
Investment Committee
The Manager will establish an investment committee (the 'Investment Committee') that will evaluate investment
opportunities for the Fund. The Investment Committee, in addition to other matters, will (i) evaluate the investment
universe for the Fund, (ii) review detailed analysis of target investments, (iii) formulate strategies to acquire, divest or
manage portfolio investments, and (iv) advise on the investment strategy of the Fund. The Investment Committee will
consist of at least three members and will be responsible for approving investment decisions for the Fund, in accordance
with the terms of the Fund Partnership Agreement. The quorum for the Investment Committee will be three, with
decisions being made on a unanimous basis. From time to time, and as appropriate, the Manager may invite additional
persons as observers to the Investment Committee.
Confidential Private Placement Memorandum
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0108842
CONFIDENTIAL
SDNY_GM_00255026
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SOF III - 1081 Southern Financial LLC
Secondary Opportunities Fund III. LP
It is intended that the Investment Committee will initially consist of Charles Smith. Carlo Pirzio-Biroli. Chi Cheung. Adam
Graev and Francesco Rigamonti (biographies above) together with another senior independent member of the DB PE
team. Andreas Schmidt.
Andreas Schmidt, Managing Director, Head of Primary Private Equity Investing
■ Based in Cologne. Andreas Schmidt leads DB PE's primary private equity investment team globally and is a member
of DB PE's executive committee and global investment committee. He is also a member of the investor advisory
boards of several private equity funds.
■ From 2006 to 2008. Andreas worked as an investment professional for CAM Private Equity in Cologne. Prior to this
he was a management consultant at the Boston Consulting Group advising German and international firms on asset
management issues as well as international private equity funds on strategic due diligence of German firms.
■ Andreas started his professional career as assistant to the management board of Gelling Group and subsequently
assumed responsibility for its private equity investments as investment manager.
■ Education: business engineering at the University of Karlsruhe (TH).
Confrdenbal Private Placement Memorandurn
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0108843
CONFIDENTIAL
SDNY_GM_00255027
EFTA01451974
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SOF III - 1081 Southern Financial LLC
Secondary Opportunities Fund III. LP
Section 7: Summary of Terms and Conditions
Confidential Private Placement Memorandum
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0108844
CONFIDENTIAL
SDNY_GM_00255028
EFTA01451975
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Confidential Private Placement Memorandum
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0108845